| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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![]() | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
![]() | Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
(Country) | 2. Issuer Name and Ticker or Trading Symbol
Viomi Technology Co., Ltd [ VIOT ] Foreign Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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| 3. Date of Earliest Transaction
(Month/Day/Year) 10/08/2026 | |||||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed
(Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A ordinary shares | 10/08/2026 | J(2) | 2,200,000 | D | (2) | 0 | I | By Viomi Limited(3) | ||
| Class B ordinary shares | 10/08/2026 | J(2) | 6,800,000 | D | (2) | 60,836,364 | I | By Viomi Limited(3) | ||
| American depositary shares(1) | 10/08/2026 | J(2) | 3,000,000 | A | (2) | 3,000,000 | I | By Viomi Limited(3) | ||
| American depositary shares(1) | 333,333 | D | ||||||||
| American depositary shares(1) | 189,988 | I | By VioCloud Limited(4) | |||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. Each American depositary share ("ADS") represents three (3) Class A ordinary shares, with a par value of US$0.00001 per share, of Viomi Technology Co., Ltd (the "Company"). |
| 2. On October 8, 2026, Viomi Limited converted an aggregate of 9,000,000 Class A ordinary shares into 3,000,000 ADSs, each representing three Class A ordinary shares of the Company. These 9,000,000 Class A ordinary shares consisted of (i) 6,800,000 Class A ordinary shares converted on a one-for-one basis on September 30, 2026 from an equal number of Class B ordinary shares previously held by Viomi Limited, and (ii) 2,200,000 Class A ordinary shares previously held by Viomi Limited. The foregoing transaction constituted solely a change in the form of securities held by Viomi Limited and did not result in any substantial change in the Reporting Person's aggregate beneficial ownership in the securities of the Company. |
| 3. Viomi Limited is wholly owned by a trust established for the benefit of the Reporting Person and his family. |
| 4. VioCloud Limited is wholly owned by Foshan Yunmi Electric Appliances Technology Co., Ltd. The Reporting Person directly holds 99.78% equity interests in Foshan Yunmi Electric Appliances Technology Co., Ltd. and holds another 0.22% equity interests in it through a limited partnership controlled and managed by the Reporting Person. |
| /s/ Xiaoping Chen | 10/09/2026 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||